TMF Group is hiring a Compliance Officer & MLRO in GIFT City, Gujarat, to oversee compliance, AML/CFT, risk management and governance activities for its India business.
Eligibility
• Bachelor’s/Master’s degree or professional qualification in Law, Finance, Economics or another relevant field.
• Minimum 5 years of experience in Legal, Risk Management or Compliance with a financial services provider.
• Knowledge of the Prevention of Money Laundering Act, Company Law and laws and regulations relevant to India’s financial services industry is an advantage.
• Good knowledge of KYC, AML/CFT and transaction monitoring principles.
• Ability to interact with different levels of a complex business and understand its fundamental drivers and risks.
• Excellent analytical and report-writing skills.
• Ability to adapt and work as part of a team.
• Self-motivated and able to work independently and under pressure.
Position details
• Position: Compliance Officer & MLRO (Designated Officer)
• Location: GIFT City, Gujarat
• Practice Area: Compliance, AML/CFT, Risk Management and Governance
Job details
• Promote and enhance the compliance, risk and governance culture within TMF in India.
• Act as the Compliance Officer and MLRO (Designated Officer) for the business.
• Establish and maintain relationships with regulators, auditors and other relevant institutions.
• Develop and maintain AML/CFT, Compliance and Risk policies and procedures in line with local regulatory and Group requirements.
• Advise Boards and Management on AML/CFT, Compliance and Risk Management matters.
• Escalate matters requiring special attention to the MD, Risk & Compliance Market Head and Group Compliance.
• Support AML/CFT, Compliance and Risk training for staff and maintain appropriate training records.
• Issue regular reports to the Board and Group Compliance on AML/CFT, Compliance and Risk matters.
• Report on regulatory changes, regulatory interactions, breaches, errors, omissions, complaints, audits, regulatory visits, compliance monitoring and escalated matters.
• Receive suspicious activity reports and liaise internally and externally as appropriate.
• Liaise with Group functions regarding AML/CFT, sanctions checking, risk assessments, governance frameworks and insurance.
• Work with Group to maintain and embed the Enterprise Risk Model within the business.
• Work with the MD to maintain the legal entity governance framework.
• Support local teams and Group in maintaining certifications.
Additional details
• Opportunity to work with colleagues and clients across different jurisdictions.
• Internal career opportunities within TMF Group.
• Continuous development through global learning opportunities from the TMF Business Academy.
• Additional benefits include Marriage Gift policy, Paternity and Adoption leaves, Interest-free loan policy, Salary advance policy and wellbeing initiatives.
How to apply
Interested candidates may apply by clicking here.
